首页 > 财会类考试> 国际内审师

题目内容（请给出正确答案）

[主观题]

The Securities Exchange Act of 1936 established the Securities and Exchange（61) （SEC) and

The Securities Exchange Act of 1936 established the Securities and Exchange (61) (SEC) and gave it authority (62) the securities markets. All brokers and dealers doing business in the organized markets must register (63) the SEC. A broker assists the trading process by buying or selling securities in the market for a (n) (64) . A dealer satisfies investors' trades by buying and selling securities from his own inventory. In addition, attempts to (65) securities prices were declared illegal.

(46)

A．Committee

B．Commission

C．Congress

D．Convention

查看答案

如果结果不匹配，请联系老师获取答案

您可能会需要：

重置密码查看订单联系客服

安装优题宝APP，拍照搜题省时又省心！

更多“The Securities Exchange Act of…”相关的问题

第1题

The passage is mainly about__________ ．A.the limitmion of eye contactsB.the excha

The passage is mainly about__________ ．

A.the limitmion of eye contacts

B.the exchange of ideas through eye contacts

C.proper behavior. in different situation

D.the rule of eye contact in interpersonal communication

点击查看答案

第2题

What is the maximum period for publicly issuing securities on the securities market？A.90 d

What is the maximum period for publicly issuing securities on the securities market？

A.90 days

B.60 days

C.30 days

点击查看答案

第3题

当警察实施临时交通管制时，保安的任务是什么？A.What jobs will the securities do when the poli

当警察实施临时交通管制时，保安的任务是什么？

A.What jobs will the securities do when the police close the traffic temporarily？

B.What career will the securities select when police leave the scene？

C.What roles will the securities play when the police investigate the scene？

D.What specific tasks will the securities shoulder when the police make a written statement？

点击查看答案

第4题

In relation to the Securities Law of China:（a) explain a takeover by offer of a listed com

In relation to the Securities Law of China:

(a) explain a takeover by offer of a listed company; (3 marks)

(b) explain what happens after the expiration of the duration of the takeover by offer. (7 marks)

点击查看答案

第5题

Which of the following are interest-earning securities？A．Bank deposit certificates in Euro

Which of the following are interest-earning securities？

A．Bank deposit certificates in Eurodollars.

B．Gilt-edged stocks.

C．United States Treasury Bonds.

D．All of the above.

点击查看答案

第6题

A．They are backup for collateral.B．They are pledged by government securities as collat

A．They are backup for collateral.

B．They are pledged by government securities as collateral.

C．They are private offering backed by the largest banks.

D．They are backed by the largest banks.

点击查看答案

第7题

According to the passage, underwriting simply means ______.A．that the investor promises to

According to the passage, underwriting simply means ______.

A．that the investor promises to buy the securities

B．that the investment banker promises to sell the securities

C．that the investment banker promises to buy the securities

D．that the investor promises to sell the securities

点击查看答案

第8题

How many securities do you need to ________ there？A.check the orderB.keep the orderC.stand

How many securities do you need to ________ there？

A.check the order

B.keep the order

C.stand in line

D.join forces

点击查看答案

第9题

Corporate debt securities that are offered continuously to investors by an agent of t

he issuer are best described as:

A. medium-term notes.

B. structured notes.

C. range notes.

点击查看答案

第10题

警察会实施交通管制A.The securities will block the traffic temporarilyB.The police will clo

警察会实施交通管制

A.The securities will block the traffic temporarily

B.The police will close the traffic for the time being

C.The authorities will declare curfew at that time

D.The detective will send a motorcade soon

点击查看答案

版权所有 ©2024

违法和不良信息举报电话：400-118-7898

举报/反馈/投诉邮箱：deng＃ujigu.com（请将＃替换成@）